BOC-3 for Freight Forwarders

Who This Applies To

• For-hire motor carriers, brokers, and freight forwarders applying for new FMCSA operating authority who must file BOC-3 before authority activates.
• Carriers and brokers reinstating revoked or inactive authority who need to confirm whether a new BOC-3 filing is required.
• Businesses that changed their authority type or legal structure and need to verify whether the existing BOC-3 filing remains valid.

What To Verify

• Whether BOC-3 must be filed by a registered blanket process agent company (the applicant cannot file directly with FMCSA as their own process agent).
• Which states require process agent designation for the authority type being applied for, and whether the blanket filing covers all required states.
• The timing of BOC-3 filing relative to the FMCSA authority approval and activation timeline — BOC-3 must be on file before authority can activate.
• Whether authority reinstatement or an authority type change requires a new or updated BOC-3 filing with FMCSA.

Step-by-Step Overview

1. Select a registered process agent company or blanket filing agent recognized by FMCSA — do not attempt to designate yourself or an unregistered party as the process agent.
2. Provide the blanket agent with the applicant's USDOT number, authority type, and all states where process agent coverage is required.
3. Confirm the agent files Form BOC-3 electronically with FMCSA on behalf of the applicant and obtain a filing confirmation for your records.
4. Check the FMCSA SAFER system to confirm BOC-3 is reflected on the carrier or broker profile before expecting authority to activate.
5. Retain the filing confirmation and the process agent's contact information as part of the operating authority file.

Common Mistakes

• Attempting to file BOC-3 directly with FMCSA as the applicant — BOC-3 must be filed by a registered process agent or blanket filing company on the applicant's behalf.
• Delaying BOC-3 filing until after authority approval, which extends the activation wait time since authority cannot activate until both insurance and BOC-3 are on file.
• Assuming one BOC-3 blanket filing covers all authority types — carriers who later add broker authority may need to confirm whether a separate or updated filing is required.
• Not checking FMCSA SAFER after the filing to confirm BOC-3 is reflected, especially when authority reinstatement or a new application is involved.